-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OUnk1XHraAfz0o9hl8U7AqiLiV1A+6oE6SNsfl+pRFjnySADaQYPQzclMxNF3Tgo TcJBJBkdW7tNM7/jbfVESQ== 0000950133-02-002038.txt : 20020516 0000950133-02-002038.hdr.sgml : 20020516 20020516164857 ACCESSION NUMBER: 0000950133-02-002038 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020516 GROUP MEMBERS: CARLSON OFFSHORE ADVISORS, L.P. GROUP MEMBERS: CLINT D CARLSON GROUP MEMBERS: DOUBLE BLACK DIAMOND OFFSHORE LDC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLORIDA BANKS INC CENTRAL INDEX KEY: 0001058802 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 582364573 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55821 FILM NUMBER: 02655252 BUSINESS ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9042962329 MAIL ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE CITY: JACKSONVILLE STATE: FL ZIP: 32256 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 IRS NUMBER: 752494317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 8173210213 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 w60884sc13da.txt SCHEDULE 13D AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13D (RULE 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* FLORIDA BANKS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 340560101 - -------------------------------------------------------------------------------- (CUSIP number) Howard B. Adler, Esq. Gibson, Dunn & Crutcher LLP 1050 Connecticut Avenue, N.W. Washington, D.C. 20036 (202) 955-8589 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) May 6, 2002 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. - --------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 - ------------------------ ------------------------ CUSIP NO. 340560101 13D PAGE 2 OF 9 PAGES - ------------------------ ------------------------ - ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CARLSON CAPITAL, L.P. I.R.S. IDENTIFICATION NO. 75-249-4317 - ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X ] - ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 -------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 483,600 -------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 -------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 483,600 - ------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 483,600 - ------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.20% - ------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA, PN - -------------------------------------------------------------------------------------------------------
- ------------------------ ------------------------ CUSIP NO. 340560101 13D PAGE 3 OF 9 PAGES - ------------------------ ------------------------ - ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CARLSON OFFSHORE ADVISORS, L.P. I.R.S. IDENTIFICATION NO. -75-273-3266--- - ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X ] - ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 -------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 483,600 -------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 -------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 483,600 - ------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 483,600 - ------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.20% - ------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA, PN - -------------------------------------------------------------------------------------------------------
- ------------------------ ------------------------ CUSIP NO. 340560101 13D PAGE 4 OF 9 PAGES - ------------------------ ------------------------ - ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS DOUBLE BLACK DIAMOND OFFSHORE LDC I.R.S. IDENTIFICATION NO. - ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X ] - ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - ------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 -------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 303,465 -------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 -------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 303,465 - ------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 303,465 - ------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.52% - ------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IV, CO - -------------------------------------------------------------------------------------------------------
- ------------------------ ------------------------ CUSIP NO. 340560101 13D PAGE 5 OF 9 PAGES - ------------------------ ------------------------ - ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CLINT D CARLSON SOCIAL SECURITY NO. ---- - ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X ] - ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - ------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 21,200 -------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 483,600 -------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 21,200 -------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 483,600 - ------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,200 - ------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X ] - ------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.32% - ------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------------------------------
This Amendment No. 2 ("Amendment No. 2") to statement on Schedule 13D is filed by Carlson Capital, L.P., a Delaware limited partnership, and Carlson Offshore Advisors, L.P., a Delaware limited partnership (together, the "Partnership Reporting Persons") and Double Black Diamond Offshore LDC, a Cayman Islands limited duration company, and Clint D. Carlson, an individual (together with the Partnership Reporting Persons, the "Reporting Persons"), to amend the statement on Schedule 13D filed with the Securities and Exchange Commission on July 9, 2001, as amended by a statement on Schedule 13D/A filed with the Securities and Exchange Commission on July 13, 2001, relating to shares of Common Stock, $0.01 par value (the "Common Stock"), of Florida Banks, Inc., a Florida corporation (the "Issuer"). This Amendment No. 2 is filed for purposes of revising the percentages of Common Stock of Issuer beneficially owned by the Reporting Persons. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Items 5(a), (b) and (c) are hereby amended and restated in their entirety as follows: (a) This Amendment No. 2 relates to (i) 483,600 shares of Common Stock deemed beneficially owned by the Partnership Reporting Persons, which constitutes approximately 7.20% of the issued and outstanding shares of Common Stock and of which 294,100 shares the Partnership Reporting Persons have acquired through conversion of Series B Preferred Stock on April 16, 2002; and (ii) 21,200 shares of Common Stock deemed beneficially owned individually by Clint D. Carlson, which constitutes approximately 0.32% of the issued and outstanding shares of Common Stock and which together with the 483,600 shares of Common Stock that Clint D. Carlson may be deemed to beneficially own but to which he has disclaimed beneficial ownership constitutes approximately 7.52% of the issued and outstanding shares of Common Stock. Of the 483,600 shares of Common Stock referenced above, this Amendment No. 2 relates to 303,465 shares of Common Stock that are also deemed beneficially owned by Double Black Diamond Offshore LDC, a private investment fund of which Carlson Offshore Advisors, L.P. serves as investment adviser, which constitutes approximately 4.52% of the issued and outstanding shares of Common Stock and of which 198,520 shares Double Black Diamond Offshore LDC acquired through conversion of Series B Preferred Stock on April 16, 2002. (b) The Partnership Reporting Persons and Clint D. Carlson have shared voting and dispositive power with respect to 483,600 shares of Common Stock. Clint D. Carlson has sole voting and dispositive power with respect to 21,200 shares of Common Stock. Double Black Diamond Offshore LDC has shared voting and dispositive power with respect to 303,465 shares of Common Stock. (c) Within the past 60 days, accounts of or managed by the Reporting Persons purchased and sold shares of Common Stock on the dates, in the amounts and at the prices set forth on Exhibit A annexed hereto and incorporated by reference herein. Except as noted in Exhibit A, all of such purchases and sales were made on the open market. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Item 7 is hereby amended as follows: Exhibit A: Transactions in Shares of Common Stock Within Past 60 Days. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 16, 2002 CARLSON CAPITAL, L.P. CARLSON OFFSHORE ADVISORS, L.P. /s/ CLINT D. CARLSON ----------------------------------------------- By: Clint D. Carlson, President of the General Partner DOUBLE BLACK DIAMOND OFFSHORE LDC /s/ CLINT D. CARLSON ----------------------------------------------- By: Clint D. Carlson, Director, Double Black Diamond Ltd., Director CLINT D. CARLSON, AN INDIVIDUAL /s/ CLINT D. CARLSON ----------------------------------------------- By: Clint D. Carlson 8 EXHIBIT A Transactions in Shares of Common Stock Within Past 60 Days Transactions by Account No. 1
------------------------------------------------------------------------------- Trade Type Trade Date Quantity Price ($) ------------------------------------------------------------------------------- SELL March 11, 2002 2,125 $7.8825 per share ------------------------------------------------------------------------------- SELL March 13, 2002 40 $8.0000 per share ------------------------------------------------------------------------------- SELL March 14, 2002 220 $8.0000 per share ------------------------------------------------------------------------------- SELL March 15, 2002 440 $8.0900 per share ------------------------------------------------------------------------------- SELL March 15, 2002 1,460 $8.0927 per share ------------------------------------------------------------------------------- SELL March 19, 2002 2,125 $8.1690 per share ------------------------------------------------------------------------------- SELL March 19, 2002 440 $8.1150 per share ------------------------------------------------------------------------------- SELL March 20, 2002 440 $8.7000 per share ------------------------------------------------------------------------------- SELL March 20, 2002 2,035 $8.4587 per share ------------------------------------------------------------------------------- SELL March 21, 2002 1,770 $8.2900 per share ------------------------------------------------------------------------------- SELL March 22, 2002 885 $8.3400 per share ------------------------------------------------------------------------------- SELL March 26, 2002 660 $8.3800 per share ------------------------------------------------------------------------------- SELL March 27, 2002 2,125 $8.4458 per share ------------------------------------------------------------------------------- SELL April 2, 2002 325 $8.1200 per share ------------------------------------------------------------------------------- ** April 16, 2002 294,100 n/a ------------------------------------------------------------------------------- SELL April 24, 2002 185 $8.6000 per share ------------------------------------------------------------------------------- SELL May 6, 2002 335 $9.2211 per share ------------------------------------------------------------------------------- SELL May 7, 2002 1,935 $9.1488 per share -------------------------------------------------------------------------------
Transactions by Account No. 2
------------------------------------------------------------------------------- Trade Type Trade Date Quantity Price ($) ------------------------------------------------------------------------------- SELL March 11, 2002 2,675 $7.8825 per share ------------------------------------------------------------------------------- SELL March 13, 2002 60 $8.0000 per share ------------------------------------------------------------------------------- SELL March 14, 2002 280 $8.0000 per share ------------------------------------------------------------------------------- SELL March 15, 2002 560 $8.0900 per share ------------------------------------------------------------------------------- SELL March 15, 2002 1,840 $8.0927 per share ------------------------------------------------------------------------------- SELL March 19, 2002 2,675 $8.1690 per share ------------------------------------------------------------------------------- SELL March 19, 2002 560 $8.1150 per share ------------------------------------------------------------------------------- SELL March 20, 2002 560 $8.7000 per share ------------------------------------------------------------------------------- SELL March 20, 2002 2,565 $8.4587 per share ------------------------------------------------------------------------------- SELL March 21, 2002 2,230 $8.2900 per share ------------------------------------------------------------------------------- SELL March 22, 2002 1,115 $8.3400 per share ------------------------------------------------------------------------------- SELL March 26, 2002 840 $8.3800 per share ------------------------------------------------------------------------------- SELL March 27, 2002 2,675 $8.4458 per share ------------------------------------------------------------------------------- SELL April 2, 2002 675 $8.1200 per share ------------------------------------------------------------------------------- ** April 16, 2002 198,520 n/a ------------------------------------------------------------------------------- SELL April 24, 2002 315 $8.6000 per share ------------------------------------------------------------------------------- SELL May 6, 2002 565 $9.2211 per share ------------------------------------------------------------------------------- SELL May 7, 2002 3,265 $9.1488 per share -------------------------------------------------------------------------------
** Shares acquired through conversion of Series B Preferred Stock held by Partnership Reporting Persons and Double Black Diamond Offshore LDC on April 16, 2002. 9 -----END PRIVACY-ENHANCED MESSAGE-----